Contact Us: 919.569.6762

Investment Accounting &
Reporting Workshop


Standard Rate $1300
Early Bird Rate* $1170
Regulator Rate $650

*Early bird valid until April 27

What You Will Learn

  • Fundamental understanding of the nature and types of invested assets used by insurance companies.

  • Understanding and working knowledge of the NAIC's Capital Markets and Investment Analysis Office and the Purposes and Procedures Manual.

  • Differences between Statutory and GAAP accounting and reporting guidance for invested assets.

  • Changes to the 2016 Purposes and Procedures Manual and an update of 2015 and 2016 investment accounting and reporting requirements.

  • How to prepare the various Annual Statement Pages, Exhibits and Schedules for invested assets including Schedules, A, B, BA, D, DA, DL, and E.

  • How invested assets impact the Risk-Based Capital Formulas.

  • Participants are encouraged to bring copies of their prior year's annual statement and RBC report for discussion and clarifications of any reporting problems.

What's New for 2016

  • Filing instructions for SCA Investments moved from Purposes and Procedures Manual to SSAP No. 97.

  • NAIC Bank List Update regarding letter of credit issuers.

  • Amendment to Purposes and Procedures Manual regarding Class 1 (Money Market Fund) List.

  • Amendment to Purposes and Procedures Manual clarifying when insurer must file private common stock with SVO.

  • Amendment to Purposes and Procedures Manual to add compilation instructions to define the term "securities listed by the SVO."

  • Clarifying instructions for Schedule D, Part 1A, Section 1 Footnote and Schedule D, Part 1B.

  • Revised reporting guidance for Description, Issuer, Issue and Capital Structure Columns in Schedule D, Part 1.

  • Updated accounting and reporting guidance on 5*/6* Securities.

  • Revised reporting guidance for reporting "Exchange Traded Funds (ETF)" in investment schedules.

  • Status Report on the Investment SSAP Project of the Statutory Accounting Principles (E) Working Group.

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